Financial Planning Professional

Check out this amazing and unique opportunity working for a Forbes’ Best-In-State wealth advisors recipient and a Top Workplace for the last three consecutive years (2020-2022.) It offers a competitive salary, amazing benefits and there is also potential for a performance based bonus!

The ideal candidate should be Humble, Hungry, and Smart and ready to commit to a highly rewarding career opportunity. The right hire must be professional, possess a strong moral compass and be a reliable part of the team.

The Financial Planning Professional assists the Advisor in determining various opportunities to educate and clients to help achieve their financial goals. The position will require extensive research and analysis of client data, various planning software and various other tools to provide a clear and concise financial plan. Extensive knowledge in all areas of planning is required.

MINIMUM REQUIREMENTS:

• Bachelor’s Degree in Finance or related field
• 5 years of prior industry experience as a registered associate in sales and support
• Series 7 and Series 65 or 66 registered
• CFP Designation (Not required but preferred)

JOB DUTIES AND RESPONSIBILITIES:

• Interacts daily on the phone and in person with prospective and existing clients including handling basic inquiries and providing quotes.
• Enters and receives orders for the Financial Advisor.
• May service less active accounts (optional)
• Researches client and security information through the back office system.
• Processes and follows up on client documentation for proper maintenance of accounts.
• Prepares letters, forms, and spreadsheets to assist with servicing existing clients and prospecting for new clients.
• Creates and maintains records and files.
• Ensures required client paperwork is current with firm and industry requirements, rules and regulations.
• Maintains databases and creates reports using portfolio software programs.
• Assists Financial Advisors with marketing efforts for seminars and compliance approval for advertising literature.
• Responsible for client meeting preparation (forms, reports, presentations, etc.)
• Supervise and train additional client services staff.
• Receives cross-training and assists with other operational functions as required.
• Performs other duties and responsibilities as assigned.

LOCATION & SCHEDULE: Omaha, NE Monday – Friday, Days 8AM-5PM–No weekends!

* We’re an equal opportunity employer. All applicants will be considered for employment without attention to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran or disability status